This article appeared in Philosophy of
Science, 65, 1, March, 1998. Pp.
33-49
The Flight
to Reference,
or How Not
to Make Progress in the Philosophy of Science*
by
&
There
is a common strategy among contemporary philosophers for resolving issues in
the philosophy of science. It involves making philosophical issues turn
on questions of reference. We will call
this strategy "the flight to reference." The thesis we will defend in this paper can be stated very
simply: Whenever the flight to
reference strategy is invoked there is a crucial step that is left undefended,
and without a defense of this step, the flight to reference is a fatally flawed
strategy for resolving philosophical issues.
Despite its importance, the undefended move in flight to reference
arguments almost always goes unnoticed and, to the best of our knowledge, no
one has made a serious attempt to show how the move might be justified. Those
who invoke the flight to reference always rely on one or another version of
what we will call a substantive account of reference, an account that
takes reference to be some sort of complex relationship between referring terms
and entities or classes of entities in the world.[1] Their arguments can always be analyzed into
three separate stages. In the first
stage, they adopt (and sometimes explain and defend) their favored substantive
account of reference; they say what specific relation or relations must obtain
between a referring term and an entity or class of entities in order for the
former to refer to the latter. In the
second stage, they argue that on their account of reference the relation
obtains between some term that is important for the debate at hand and some
object or class of objects in the world.
Or, alternatively, they can argue that the relation fails to obtain
between the important term and any object or class in the world. At this stage, assuming all has gone well,
the appropriate conclusion to draw is a conclusion about reference. But the philosophical debates in which these
appeals to reference are embedded are not themselves debates about the
reference of a term. Rather, they are debates about ontology or truth or some
other matter. The third stage of the
flight to reference strategy is an attempt to close this gap. The theorist uses the conclusion about
reference drawn in stage 2 as a premise in an argument whose conclusion is
explicitly about truth or ontology or some other matter. But in order to do this the theorist relies
(often tacitly) on one of a family of principles about reference. These principles all look to be obvious and
trivial. Indeed, they are so obvious
that some might think they are analytic or constitutive for reference. No relation could plausibly count as the
reference relation unless it satisfied these principles. It
is at exactly this point that the flight to reference comes to grief. Presumably because the principle or
principles invoked in stage 3 seem to be constitutive for reference, those who
adopt the flight to reference strategy never try to establish that the
reference relation adopted in stage 1 satisfies the principle. And this is the fatal gap in all flights to reference. For if the principle really is constitutive
for reference, then theorists cannot legitimately claim that their favored
substantive relation actually is the reference relation unless they give
us some reason to suppose that their relation satisfies the principle. On the other hand, if the principle is not
constitutive for reference, then before invoking it theorists must give us some reason for supposing that their
relation satisfies the principle.
Without an argument that the relation endorsed in stage 1 satisfies the
principle invoked (or more typically, assumed) in stage 3, the flight to
reference can tell us nothing about ontology or truth. And thus it cannot do the philosophical work
that those who invoke the strategy want it to do. It
is our belief that this fatal defect in the flight to reference strategy
undermines many influential arguments in the philosophy of science and
elsewhere in philosophy. In this paper
we'll focus on arguments in two domains. The first, to be discussed in Section
1, is the debate about eliminative materialism, where the flight to reference
is invoked by writers on both sides of the issue. The second, to be discussed in Section 2, is the debate over
scientific realism. There our focus
will be on Philip Kitcher's sophisticated attempt to use the flight to
reference to defend a version of scientific realism.[2] 1.
The Eliminative Materialism Debate: Reference and Ontology Eliminative
materialism is the view that intentional states, like beliefs and desires, do
not exist. This is an ontological
thesis - a thesis about whether instances of particular kinds of states inhabit
our universe. Framed in this way, it is
not clear why the truth of eliminativism should be related to theories about
how words connect up to the world. To
see how the eliminativism issue comes to depend on a semantic issue, consider
the following argument for eliminativism. (1). Folk psychology is an empirical theory and, like any empirical
theory, it consists of various substantive theses. Beliefs and desires are among the theoretical states posited by
folk psychology, and terms like 'belief' and 'desire' can be viewed as the
central theoretical terms in this theory.
(2). Folk psychology is "a false and radically misleading
conception of the causes of human behavior and the nature of cognitive
activity" (Churchland 1984, p. 43). Both of these claims are very
controversial, of course. But let's
suppose they are true. It follows that
beliefs and desires are posits of a false theory. How is the eliminativist going to get from there to the
conclusion that beliefs and desires don't exist? Here is another claim that is often invoked in eliminativist
arguments. (3). Theoretical terms are like definite descriptions. They refer to (or are satisfied by) those
things that have (most of) the properties specified by the theory. Thus, (3a). the central theoretical terms of false and
radically misleading theories do not refer to anything.[3] At this point, the first stage of
the flight to reference is in place. In
(3) a substantive theory is proposed about the relation that must obtain
between terms and things in the world if the former are to refer to the
latter. The second stage of the flight
to reference strategy follows from (1), (2) and (3a), which together entail (4). '_ is a belief' does
not refer to anything. So now we have a conclusion about
reference. To get from there to a
conclusion about the existence of beliefs, we need some principle linking
reference and existence. And for this
third stage of the flight to reference, the following principle looks like an
ideal candidate: (5). (x) Fx iff 'F_' refers to
x. What (5) says is that something is
an F if and only if 'F_' refers to it.[4] And from (4) and (5) the eliminativist
conclusion follows: (6). -(Ex) x is a belief. Or, less
formally, beliefs don't exist. But
now what about (5)? What justification
do we have for it? Well, it's hard to
think of a more obvious claim about reference. Indeed, (5) is one of those apparently trivial principles that
looks to many to be analytic or constitutive for reference. We confess that we have never really
understood the notion of a constitutive principle, and for familiar reasons we
are deeply skeptical about the notion of analyticity. (See White (1950), Quine
(1953), Harman (1967).) But none of
these concerns are relevant here. For
we are more than happy to concede that, for whatever reason, (5) is certainly a
principle that any account of the reference relation must respect. If a putative reference relation fails to
satisfy (5), it couldn't really be the reference relation. And here we confront the crucial gap in the
flight to reference strategy. For at
the first stage, in (3), the argument offers a substantive account of the
reference relation for theoretical terms.
But is it the right account?
Given what we have just conceded about (5), it can't be the right
account unless it makes (5) true. Does
it? Well, perhaps. But we have been offered no argument at all
for this. And it is far from obvious
that the (putative) reference relation sketched in (3) will make (5) come
out true. Indeed, advocates of other substantive accounts of reference, which
specify relations that are not
extensionally equivalent, must think that when reference is understood as in
(3), (5) is just plain false. To
see all this a bit more clearly, it will be useful to consider how an
anti-eliminativist might concede the first two premises of the eliminativists'
argument, but use the flight to reference strategy to come to exactly the
opposite conclusion. There is no need
to invoke a hypothetical anti-eliminativist here, since there is a very real
and very acute one who has adopted just this approach. William Lycan accepts the view that folk
psychology is an empirical theory and that terms like 'belief' and 'desire' are
among the central theoretical terms of the theory. He also thinks it is entirely possible that folk psychology will
turn out to be seriously mistaken because beliefs do not actually have most of
the properties that folk psychology attributes to them. But none of this inclines Lycan to accept
the eliminativists' ontological conclusion, since he rejects the account of
reference urged in (3) and (3a), and adopts a much more "liberal"
account. ...I am at pains to advocate a very
liberal view. Unlike David Lewis
(1972), and unlike Dennett (1978) and Stich (1982, 1983), I am entirely willing
to give up fairly large chunks of our commonsensical or platitudinous theory of
belief or of desire (or of almost anything else) and decide that we were just
wrong about a lot of things, without drawing the inference that we are no
longer talking about belief or desire.
To put the matter crudely, I incline away from Lewis's Carnapian and/or
Rylean cluster theory of reference of theoretical terms, and toward Putnam's
(1975) causal-historical theory. As in
Putnam's examples of 'water,' 'tiger,' and so on, I think the ordinary word
'belief' (qua theoretical term of folk psychology) points dimly toward a
natural kind that we have not fully grasped and that only mature psychology
will reveal. I expect that 'belief'
will turn out to refer to some kind of information-bearing inner state of a
sentient being..., but the kind of state it refers to may have only a few of
the properties usually attributed to beliefs by common sense (1988, p. 31-32). On the account that Lycan "is
at pains to advocate" a theoretical term, T, refers to objects of kind O
by virtue of a certain kind of complex causal-historical chain that connects
uses of T to O (or to instances of O).
The right kind of chain combines groundings, in which a term is
introduced by a speaker who is in an appropriate causal relation with some
instance of the kind, and transmissions, in which the term is conveyed
from speaker to speaker. For our
purposes, the details of the causal-historical account of reference are not
essential. (See Putnam (1975), Kripke (1972), Devitt (1981).) What is important is that in "inclining
toward" a Putnam-style theory of reference, Lycan has made the first move
in the flight to reference; he has endorsed a substantive account of reference
specifying an empirical relation that must obtain for terms of a certain kind
to refer to things in the world. One
important fact about causal-historical accounts of reference is that they give
no support to (3a). Quite to the
contrary. On causal-historical accounts
it is entirely possible for a theoretical term to refer even though it is
embedded in a radically mistaken theory.
This is enough to scuttle the eliminativist version of the flight to
reference strategy, since without (3a) the eliminativist can't get (4), and the
argument grinds to a halt. But Lycan is
not content to stop there, since he has his own version of the flight to
reference. On his view it will probably
turn out there is a "kind of information-bearing inner state" that
stands in the appropriate causal-historical relation to our current uses of the
ordinary word 'belief'. And if this is right, then (4) is not just unsupported,
it is false; '__ is a belief' does
refer to something. This is the second
stage in Lycan's version of the flight to reference. The
third stage in Lycan's version is entirely parallel to the third stage in the
eliminativists' version. In both cases,
the third stage must rely on (5) or something similar. And in both cases the necessary steps seem
so obvious that it is hardly necessary to state them. If s is an instance of the appropriate kind of
information-bearing inner state, then '_ is a belief' refers to s. From this and (5) it follows that (7). s is a belief. And from this it follows that (8). (Ex) x is a belief. Or,
less formally, beliefs do exist. So Lycan uses the flight to
reference not merely to challenge the eliminativists' argument but also to argue
that their conclusion is false. The
problem with Lycan's argument comes at exactly the same place as the problem
with the eliminativists' argument. Both
of them take (5) to be obvious, and so do we.
No word-world relation would count as the reference relation if it did
not satisfy (5). But Lycan has given us
no more reason than the eliminativists did to suppose that if we take reference
to be the relation he favors, it will make (5) true.[5] Moreover, there is nothing obvious or
trivial about the claim that Lycan's relation will make (5) true. Since the causal-historical relation is not
extensionally equivalent to the (putative) reference relation invoked in the
eliminativists' version of the flight to reference, they can't both make
(5) true, though of course they could both fail to make (5) true. Moreover, these are not the only two games
in town. In attempting to give an
account of reference, 20th century philosophers have proposed a variety of
non-extensionally equivalent relationships between referring terms and things
in the world. At most one of these can
make (5) true, and there is no guarantee that any of them does. We
think the moral to be drawn here is quite clear. Philosophers who wish to
invoke the flight to reference strategy must defend the claim that the
substantive account of reference they endorse will make (5) (and similar
obvious principles about reference) come out true. It is not an assumption anyone who accepts a substantive account
of reference gets for free.[6]
However, it is hardly ever recognized that the assumption needs to be
defended and, to the best of our knowledge, no one has ever tried. We don't claim to have an argument showing
that it is impossible to defend assumptions of this sort. But since we have no idea how one would even
begin to construct such an argument, and as far as we know no one else has ever
tried, we are inclined to be more than a bit skeptical. What we do claim is
that without a defense of this essential assumption, attempts to invoke the flight
to reference are fatally flawed. 2.
The Scientific Realism Debate:
Reference and Truth Scientific
realism is defined by a cluster of theses, the most important of which is that
successful, mature scientific theories are true or approximately true. Why
should we believe this? The standard
justification for scientific realism is an abductive argument: Mature scientific theories exhibit great
explanatory and predictive success, and they facilitate our effective
interventions in the world. The best
explanation for this success is that such theories are true (or
approximately true) representations of reality. Versions of this abductive argument can be found in many places
including Smart (1968), Putnam (1978), Boyd (1984), and Kitcher (1993). The
"pessimistic induction" is perhaps the most serious challenge to
scientific realism. Larry Laudan (1984)
presents this challenge in dramatic fashion by proposing a long list of
theories that had great explanatory, predictive and pragmatic successes but
were false, and not just in detail.
The laws and explanations proposed in these theories invoked substances,
entities and processes that do not exist.
Among the examples Laudan cites are catastrophist geology, theories of
spontaneous generation, the humoral theory of medicine, the effluvial theory of
static electricity, the phlogiston theory of chemistry, the vibratory theory of
heat, the vital force theories of physiology, and the theory of circular
inertia (121). Laudan is very explicit
about the lessons to draw from the history of science. "This list, which could be extended ad
nauseam, involves in every instance a theory that was once successful and well
confirmed, but which contained central terms that (we now believe) were
nonreferring" (121). "Since
realists would presumably insist that many of the central terms of the theories
enumerated above do not genuinely refer, it follows that none of those theories
could be approximately true (recalling that the former is a necessary condition
for the latter)." (122-3) In
The Advancement of Science (1993), Philip Kitcher adduces an ambitious
defense of scientific realism. A
central part of Kitcher's response to the pessimistic induction is a version of
the flight to reference strategy. Before we get to that, however, we will have
to back up a bit and explain how Kitcher prepares the ground for his flight to
reference. Kitcher begins by
considering an example that looms large in Laudan's work, 19th century wave theories
of light. These theories held that
light consists of waves propagated in a pervasive fluid-like medium, the
aether. Laudan notes that "the
optical aether functioned centrally in explanations of reflection, refraction,
interference, double refraction, diffraction and polarization" as well as
in "some very startling predictions" (e.g., Fresnel's spot)
"that, when tested, proved correct." (113-114). To prevent historical facts like the
undeniable success of wave theories of light from undermining scientific
realism, Kitcher's first step is to propose a distinction between a theory's working
posits, which play an essential role in the theory's success, and its presuppositional
posits, which do not. According to
Kitcher, light waves (also known as "aether waves," "aether
vibrations" and "electromagnetic waves") were a working posit of
wave theories, while the aether was only a presuppositional posit. Distinguish
two kinds of posits introduced within scientific practice, working posits
(the putative referents of terms that occur in problem-solving schemata) and presuppositional
posits (those entities that apparently have to exist if the instances of
the schemata are to be true). The ether
is a prime example of a presuppositional posit, rarely employed in explanation
or prediction, never subjected to empirical measurement (until, late in the
century A.A. Michelson devised his famous experiment to measure the velocity of
the earth relative to the ether), yet seemingly required to exist if the claims
about electromagnetic and light waves were to be true. The moral of Laudan's story is not that
theoretical positing in general is untrustworthy, but that presuppositional
posits are suspect (1993, p.149). If
Kitcher is right about all of this, then scientific realists need not worry
about the fact that historically successful theories posited entities that do
not exist, so long as the posits are presuppositional. But what about the working posits of
theories that were once successful but that have now been abandoned? Kitcher is careful not to make any sweeping
ontological claims; he does not say that the working posits of such theories
always exist. What he does instead is
focus on reference. To defend his version of scientific realism from the
challenge posed by abandoned theories that were successful in their prime,
Kitcher proposes to argue that many tokens or utterances of terms for working
posits in such theories succeed in referring, and thus that many
utterances of sentences containing these terms can be true, and often are. So, for example, Kitcher claims that
sometimes a wave theorist's "tokens of 'light wave'... genuinely refer to
electromagnetic waves of high frequency" (1993, p. 146), and on some
occasions, "Priestley's token of 'dephlogisticated air' refers to...
oxygen" (1993, p. 100). Often the statements that Priestley made when he
used 'dephlogisticated air' were true, and indeed some of these statements
expressed important new discoveries.
What we find in the writings of the phlogistonians, Kitcher maintains,
are "true doctrines trying to escape from flawed language" (1993, p.
100). To
support all of this, Kitcher (1978, 1993) sets out an elegant version of the
flight to reference. In the first stage
he advances a new, context sensitive, hybrid theory of reference in which the distinction
between the reference of expression-types and the reference of
expression-tokens plays a central role.
In Kitcher's theory an
expression-type like 'light wave' or 'dephlogisticated air' will have a number
of different "modes of reference" - a number of different ways of
connecting, or failing to connect, with nature. One token of 'light wave' with a given mode of reference might
refer to electromagnetic radiation, while a different token with a different
mode of reference might fail to refer to anything. Modes of reference... fall into
three types. A token's mode of
reference is of the descriptive type when the speaker has a dominant present
intention to pick out something that satisfies a particular description and the
referent of the token is whatever satisfies the description. The baptismal type is exemplified when the
speaker has a dominant present intention to pick out a particular present
object (or a set of objects, one member
of which is present). Finally, the
conformist type covers those (many) instances in which the speaker intends that
her usage be parasitic on those of her fellows (or her own earlier self), and,
in this case, the reference of her token is determined through a long causal
chain that leads back to an initial usage, a usage in which a token produced by
a first user has its reference fixed either in the descriptive or in the
baptismal mode. (1993, p. 77-8) In
the second stage of his flight to
reference, Kitcher applies his theory of reference to episodes in the history
of science. He describes cases in which
different utterances or tokens of obsolete terms refer on some occasions and
fail to refer on others. For example, when Priestley used 'dephlogisticated
air' with the intention to refer to "the substance obtained when the
substance emitted in combustion is removed from the air" that token of the
term was empty; it referred to nothing.
Its mode of reference is of the descriptive type, and the description is
not true of anything - there is no substance (no phlogiston) emitted during
combustion that anyone could remove from the air. On another occasion, when Priestley used the term
'dephlogisticated air' with the dominant intention to refer to the substance
that he and the mice he was using breathed in a specific experimental setting,
the mode of reference of the token was of the baptismal type. And on those occasions "Priestley's
token of 'dephlogisticated air' refers to the substance which he and the mice
breathed - namely oxygen." (1993, p. 100)
In this example, Kitcher's theory of reference, along with the facts
about Priestley's intentions, entails that a token of a term for a working
posit succeeds in referring even though contemporary science regards the term
as obsolete. This, of course, is just
the sort of conclusion needed in the second stage of a flight to reference. In
the third stage of Kitcher's flight to reference, the focus moves from
reference to truth. Kitcher concludes,
for example, that "Priestley enunciated various true statements which had
not previously been accepted." (1993, p. 99) His general conclusion is that proponents of obsolete but
successful theories often succeeded in discovering important new truths, and
they also succeeded in stating those truths despite their use of obsolete,
theory laden terms like 'aether waves' and 'dephlogisticated air'. If this is right, then an interesting form
of scientific realism survives the pessimistic induction. Laudan's picture of obsolete but successful
scientific theories -- a picture on which most of their claims are false --
is much too simple and very misleading.
On Kitcher's alternative picture, many tokens of obsolete theoretical
terms succeeded in referring to things that really do exist, and many of the
claims made by those who advocated these theories were true. But how, exactly, can Kitcher get from the stage 2 conclusions
about reference to the stage 3 conclusions about truth? We very much doubt that he can do it at all. As
usual, our objection will focus on the tension between the first and third
stages. For simplicity's sake, let's
use a slightly tidied up hypothetical example.
On a certain occasion (we'll call it "o"), Priestley used
'dephlogisticated air' with a baptismal mode of reference, intending to refer
to the substance he had just produced in a particular experimental
procedure. The first two stages of
Kitcher's flight to reference give us the following three premises. (9). On occasion o, Priestley
uttered, "Dephlogisticated air supports combustion better than ordinary
air." (10). On occasion o, "Dephlogisticated air" refers to oxygen. (11). Oxygen supports combustion better than ordinary air. All three of these premises are
entirely unproblematic. (9) is assumed
to be an historical fact; (10) follows from Kitcher's theory of reference along
with the assumptions we are making about occasion o; and (11) is a fact endorsed by contemporary chemistry. From these three premises, Kitcher wants to
draw the following conclusion: (C). On occasion o, Priestley's utterance,
"Dephlogisticated air supports combustion better than ordinary air"
is true. But (C) does not follow from the
above three premises, at least not directly.
The inferential gap becomes evident when we note that the conclusion
states that an utterance is true, but the premises say nothing about the
conditions under which utterances are true.
In order for this argument to succeed, then, we need some principle that
connects reference and truth for utterances.
An obvious candidate would be something like the following. (12) An utterance of the form 'Fa' is true iff (Ex) (this token of 'a'
refers to x and x satisfies this token of 'F_'). Actually, this isn't quite enough to
get Kitcher's conclusion. To make all
the pieces fit together, we need to replace (11) with (11'). Oxygen satisfies '_ supports combustion better than ordinary
air'. And one might ask how, exactly, we
can justify the replacement.[7] This is not a problem we propose to press,
however, since as we see it the real problem with the argument is centered on
(12). What justification do we have for
(12)? The most natural answer, we
think, is that (12) hardly needs justification. Indeed, it is yet another of those claims about reference that
some theorists might take to be analytic.
And while we are already on record as being skeptical about analyticity,
we would happily concede that (12) is obvious in much the same way that
(5) was. No account of the reference
relation that failed to make (12) true could possibly be correct. So
what's the problem? The answer, of
course, is entirely parallel to the answer we gave in our critique of the
eliminativist and anti-eliminativist versions of the flight to reference. Kitcher has given us a substantive theory of
reference. It is a subtle and complex
account that differs in various ways from the accounts offered by other
theorists. What he has not done, indeed
what he has not even begun to do, is argue that the complex relation that he
calls "reference" makes all instances of (12) come out true. And it is certainly not obvious that
Kitcher's relation does this. For as
noted earlier, there are lots of substantive accounts of reference to be found
in the literature, and most of them specify relations that are not
extensionally equivalent to the one Kitcher so carefully describes. Moreover, the relation specified by some of
these competing accounts (particularly those that emphasis the “descriptive
mode”) will make the right hand side of some instances of (12) come out false
when Kitcher’s account makes it come out true, while the relation specified by
other competing accounts (particularly those that emphasize the “baptismal
mode”) will make the right hand side of some instances of (12) come out true
when Kitcher’s account makes it come out false. Let Rdescriptive and Rbaptismal be two such
alternative relations. Then if
Kitcher’s relation makes all instances of (12) come out true neither of the
others do, while if either Rdescriptive or Rbaptisman makes all instances of (12) come out true,
then Kitcher’s relation doesn’t.
Without some argument for the claim that his relation
makes all instances of (12) come out true (and thus that the others do not)
Kitcher has no justification for invoking (12). And without (12) or something like it, Kitcher can't get from
(9), (10) and (11) to (C); he can't get
from premises about the complex relation that he calls "reference" to
conclusions about truth. The most important element of scientific realism is
the claim that successful scientific theories are true (or approximately true),
and Kitcher's elaborate flight to reference argument provides no justification
at all for this claim.[8] A
defender of Kitcher's flight to reference arguments might protest that similar
argumentative strategies are common in science.[9] Consider the classic example of Neptune's
discovery. In the early 1800's,
astronomers found that the observed orbit of Uranus did not fit the best
available predictions. By 1836
"most astronomers had accepted the hypothesis of an exterior planet"
to account for the discrepant observations (Grosser 1979, p. 54). About seven years later, John Couch Adams
and Urbain Jean Joseph Leverrier independently calculated approximately where
the new planet would be found in the sky.
Although Adams assured English astronomers that "the planet would
appear no smaller than a star of the ninth magnitude" they "elected
to map all stars down to the eleventh magnitude." (Grosser, 108) Across the Channel, Leverrier assured French
astronomers that they would not have to map all the stars since the disk of the
new planet would be very distinctive.
But no French observatories searched.
In frustration, Leverrier wrote to an assistant at the Berlin
Observatory, J.G. Galle, asking him to look for Neptune. The letter reached Galle on 23 September
1846. That evening, Galle described
what looked to be a star of the eighth magnitude that was not listed in his
star charts. He had found Neptune. Here
we have an instance of scientific reasoning from some phenomena (the observed
discrepancy in Uranus' orbit) to a theoretical posit (the planet Neptune) and
then to a further conclusion (Neptune's apparent magnitude and location). Kitcher's flight to reference seems to employ
just this kind of argumentative strategy: from some phenomena (various facts
about a scientist's use of a particular expression on a particular occasion) to
a theoretical posit (a certain expression successfully refers) and then to a
further conclusion (a scientist's utterance on a particular occasion is
true). If the former strategy is
acceptable (and we certainly agree that it is), then isn't the latter strategy
also acceptable? The answer, we
maintain, is that it is not because there is a crucial disanalogy between the
strategies. In the scientific case, both
inferences were based on extraordinarily well-confirmed empirical theories. A well placed confidence in various
theories, including Newtonian physics, as well as many careful observations led
scientists to conjecture that Neptune exists.
And on this assumption, Adams and Leverrier could reasonably infer many
things about the undiscovered planet
- its mass, its distance from
the Earth and Sun, its apparent magnitude and location -
once again, all on the basis of extraordinarily well-confirmed
theories. If
we take this analogy seriously, we should expect each inferential step in the
flight to reference strategy to be supported by well-confirmed empirical
theories. But they are not. Indeed, one way to see the point of our argument
more clearly is to note how the flight to reference strategy utterly fails to
meet the epistemic standards set by Adams and Leverrier. In Kitcher's flight to reference, principle
(12) supported the second inference, from reference to truth. What justifies it? Kitcher, like all other proponents of flight to reference
arguments, does not offer (12) as a principle that is part of, or implied by, a
well-confirmed empirical theory. We
suspect that many philosophers assume that principles like (12) are constitutive
for reference, which would explain why no one has proposed an empirical theory
that would justify these principles.
For argument's sake, we are prepared to grant this assumption. But now, those who urge arguments like
Kitcher's face a dilemma: (i) If Kitcher claims that (12) is constitutive
for reference, he gets the second inference for free, but he still needs to
justify the first one. What reason is
there to believe that the word-world relation specified (or defined?) by
Kitcher's theory actually satisfies principle (12), which is by hypothesis
constitutive for reference? As is
typical in flight to reference arguments, no well-confirmed empirical theory is
in sight. But an argument of some sort
is essential. For it cannot simply be stipulated
that the word-world relation Kitcher specifies has the property of making (12)
true, anymore than Adams could simply stipulate that Neptune would appear no
smaller than a star of the ninth magnitude. (ii) If Kitcher does not claim that (12) is constitutive
for reference (or that (12) is obvious and that any acceptable account of
reference must make it come out true), then we will offer no objection to the
first inferential step. But what about
the second inference? What reason is
there to believe that the word-world relation specified by Kitcher's theory
actually satisfies principle (12)?
After all, by hypothesis (12) is not constitutive for
reference. Once again, some sort of
argument is essential. If
we take the proposed analogy with scientific reasoning seriously, those who
invoke the flight to reference owe us full-blown, well-confirmed empirical
theories that support the contention that their favored reference-relations
satisfy principles like (12). But we
are willing to settle for less. Any
sort of cogent argument will do. 3.
Conclusion Logical
positivists believed that all philosophical questions are really questions
about language. While the tenets that
lead to this view of philosophy have faded, a remnant of the view has survived
and flourished: the temptation to make philosophical issues turn on questions
of reference. We have described one
common strategy for trying to resolve philosophical issues by appeal to
substantive accounts of reference, the strategy we've called the flight to
reference. And we have argued that
there is a fatal gap in all arguments employing this strategy. In order for a claim about reference to be
relevant to claims about existence or truth or some other philosophically
important notion, a principle linking reference to that notion is required.
However, those who rely on such principles face a dilemma. Either they take the principles to be
obvious constraints on any substantive account of reference, or they do
not. If they do, then they are simply
not entitled to claim that their own favored substantive relation really is the
reference relation unless they give us some reason to suppose that their
relation will make the relevant principle true. If they do not, then they are free to claim that their favored
relation is indeed reference, but they can't invoke the principle until they
argue that when reference is identified with the relation they have specified,
it makes the principle come out true.
Either way, then, a theorist who invokes the flight to reference must
argue that when the substantive reference relation endorsed in the first stage
of the flight is plugged into the principle relied upon in the third stage, the
relation makes the principle come out true.
And that, we suspect, will be no easy task.
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Blackwell, pp. 126-152. Putnam, H. (1975), "The meaning
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George Allen & Unwin Ltd, pp. 167-180. Searle, J. (1958), "Proper
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153-206. Stich, S. (1983). From Folk
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Dial Press, pp. 316-330. Notes Stephen P. Stich
Rutgers University
* Earlier versions of the arguments
developed in this paper were presented to the philosophy of science discussion
group at Canterbury University in Christchurch, New Zealand, the Beijing Forum
for Philosophy of Science at the Institute of Philosophy of the Chinese Academy
of Social Sciences, the Philosophy Colloquium at the Graduate Center of the City University of New York, and at
conferences at the University of Utah and Humboldt University in Berlin. We are grateful to all of these audiences
for much valuable feedback. Special
thanks are due to Philip Catton, Steve Downes,
Hartry Field, Heimir Geirsson, Philip Kitcher and an anonymous referee
for Philosophy of Science.
[1]
Causal-historical
theories of reference like those advocated by Kripke (1972), Putnam (1975) and
Devitt (1981) are prime examples of the sort of theory of reference that we
will classify as "substantive."
So too are description theories like those defended by Russell (1919),
Searle (1958) and Lewis (1970 & 1972), and hybrid theories such those
developed by Evans (1983) and Kitcher (1978 & 1993). Deflationary accounts of reference of the
sort defended by Field (1986 & 1994) and Horwich (1990) are the principle
examples of theories that do not count as "substantive" on our use of
the term. The argument to be developed
in this paper does not need a hard and fast distinction between substantive and
non-substantive accounts of reference.
It requires only that those who employ the flight to reference strategy
adopt accounts of reference that are obviously substantive.
[2]
In another
paper (Bishop and Stich, in preparation) we examine the role that the flight to
reference has played in recent debates about moral realism.
[3]
Many
philosophers on both sides of the eliminativism debate have advocated one or
another version of the description theory of reference for theoretical
terms. See, for example: Lewis (1970
& 1972); Churchland (1984), p. 56; McGinn (1991), p. 150; Stich (1983), Ch.
1. For a more detailed discussion of
the role that description theories of reference have played in the eliminativism
debate, see Stich (1996), Sec. 4.
[4]
(5) should
be interpreted as a schema whose instances include:
(5-p) (x)
x is a pig iff '_ is a pig' refers to x.
and
(5-b) (x)
x is a belief iff '_ is a belief' refers to x.
It
might be a bit better to state (5) as follows, invoking satisfaction rather than
reference:
(5-s) (x)
Fx iff 'F_' is satisfied by x.
But
since the difference is of no importance in our arguments, we will stick with
(5). We propose to avoid fussing about
technical matters like this whenever possible.
[5]
Actually,
it is not the schema (5) but instances of (5), like (5p) and (5b) in fn. 4 that
can be true or false. Our claims about
the truth of (5) on various accounts of reference should be taken as shorthand
for claims about the truth of all appropriate substitution instances of (5).
[6]
It might
well be the case that proponents of deflationary accounts of reference do get
(5) for free. But deflationary accounts
are useless in flight to reference arguments, since they provide no way of
arguing for the second stage without begging the question. To see why this is the case, a bit more
detail about deflationary theories is needed.
On deflationary accounts, predicates
like '_ is true' and '_ refers to _'
exist "solely for the sake of a certain logical need."
(Horwich (1990), p. 2) Reference
"is merely a device for semantic ascent" (Horwich (1990), p. 8), it
"is not a complex relation; a naturalistic or conceptual reduction is not
needed and should not be expected." (Horwich (1990), p. 121) According to deflationists, a schema like (5)
specifies what the word 'refers' means.
If this is right, then deflationists who don't share our qualms about
analyticity might well claim that (5) is analytic. This is half of what we had
in mind when we conceded that deflationists might get (5) for free. The other half is that deflationists don't
make any other systematic claims about reference. Since they don't think there is any "unified conceptual or
naturalistic" (Horwich (1990), p. 124) reduction of reference, (5)
captures all there is to be said about the reference relation in general. Thus there is no need to argue that the
deflationists' substantive account of reference makes (5) come out true. They do not offer a substantive
account.
If (5) and its instances are all we
have to work with, however, there is no way to bring off the second stage of a
flight to reference argument. Consider,
for example, Lycan's flight to reference argument against eliminativism. He assumes (5-b):
(5-b) (x)
x is a belief iff '_ is a belief' refers to x.
and
then uses the causal-historical account of reference to argue that there are
states which satisfy the right hand side of the bi-conditional. No such move is
available to a deflationist. The only
way in which a deflationist can establish that '_ is a belief' refers to a
"kind of information-bearing inner state of sentient beings" is to go
through the left hand side of (5-b) and argue that the kind of state in
question is a belief. But, of course,
that is exactly the claim that the flight to reference argument is supposed to
establish. So deflationists can't
invoke the flight to reference without begging the question.
[7]
Alternatively,
we could use a less general version of (12) like
(12'). An utterance of the
form 'a supports combustion better than ordinary air' is true iff (Ex) (this
token of 'a' refers to x and x supports combustion better than ordinary air.)
[8]
It might be
thought that Kitcher's argument could sustain a somewhat less central element
of scientific realism, namely the claim that terms for the working posits of
successful theories succeed in referring
-- or at least that some tokens of such terms succeed in referring. But even this is problematic. For if it is indeed the case that no account
of the reference relation that failed to make (12) true could possibly be
correct, then without an argument that his account of reference makes
(12) true, Kitcher has no grounds for claiming that the complex substantive
relation he describes really is reference.
Though he has established that certain tokens of 'dephlogisticated air'
stand in the relation he describes to oxygen, he is not entitled to draw any
conclusions about the reference of those tokens until he offers an
argument that his relation makes (12) and other obvious (or
"constitutive") principles about reference true.